Senior Compliance Officer Jobs

Orchard Recruitment Ltd - Douglas, Isle of Man, United Kingdom

Our Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require a Senior Compliance Officer... Senior Compliance Officer Work careers...

from: CV-library.co.uk - 4 days ago

Starling Bank - London (+1 location)

Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely and accurate delivery of regulatory compliance and conduct related Oversight reviews and... Senior Compliance Officer careers...

from: workable.com (+1 source) - Yesterday

London, England, United Kingdom

Liaising with fee-earners to ensure outstanding information for onboarding are completed (AML checks, risk assessments, conflict checks, etc) If you are an experienced legal Risk & Compliance professional... senior compliance officer in London...

from: jobleads.co.uk - 2 days ago

Southampton, England, United Kingdom

Supervise the tracking of right to work compliance. Ensure that regular checks are carried out and that follow up actions are taken where right to work documentation is due to expire. Escalate any compliance... senior compliance officer deputy mlro...

from: jobleads.co.uk - 8 days ago

CPR - North London, United Kingdom

We are currently looking for a Data Protection Officer to work with a Local Authority ensuring compliance of GDPR laws throughout the council. - Hold knowledge regarding GDPR, DPA and national and European... compliance senior compliance officer...

from: CV-library.co.uk - 10 days ago

London, England, United Kingdom

Develop and implement an audit calendar to be approved by the Risk Committee for internal and external oversight Advise management on the company's compliance with regulations through regular reporting... senior compliance officer legal data...

from: jobleads.co.uk - 13 days ago

London, England, United Kingdom

The candidate should be well versed in AFC laws globally, as they apply to investors/clients, real estate investments (direct, indirect and debt), fund formation and product distribution. The candidate... senior compliance officer investment banking...

from: jobleads.co.uk - 5 days ago

SEI Investments (Europe) Ltd. - London, United Kingdom

Deputise for the Head of Compliance Monitoring What we need from you: 5+ years' experience in compliance monitoring, internal audit and/or working in a Compliance function, preferably in the asset or wealth... uk senior compliance officer... Competitive

from: eFinancialCareers.co.uk - 19 days ago

London, England, United Kingdom

You are a well-rounded financial services compliance professional with a solid understanding of FCA (Financial Conduct Authority) rules and guidance, including Consumer Duty, MiFiD regulations, fund products... senior compliance officer mlro smf16...

from: jobleads.co.uk - 8 days ago

United Kingdom

Work closely with Payments Cloud Engineering, Payments Product & Engineering and the Access Group Information Security teams and will be responsible for identifying, evaluating and reporting on the state... senior compliance officer housing...

from: jobleads.co.uk - 10 days ago